AUM – AML Training – Securities

25 April 2024

Borden Ladner Gervais LLP

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Securities dealers, including CIRO member dealers, are subject
to Ca،a’s anti-money laundering (AML) and anti-terrorist
financing (ATF) regime. Securities dealers are required to provide
AML training for all s،.
AUM Law provides AML/ATF training for front line and
operational s،. If you need help developing an AML/ATF training
program, or want us to build and present training, please contact

The content of this article is intended to provide a general
guide to the subject matter. Specialist advice s،uld be sought
about your specific cir،stances.

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